So, Kin Fan 蘇健勳

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SFC roles

Organisation Position From Until
1 Advent Securities (Hong Kong) Limited Resp OffResponsible Officer 2017-06-19 2017-11-22
2 Ark Securities (Hong Kong) Limited RepRepresentative 2003-05-30 2003-09-23
Resp OffResponsible Officer 2003-09-23 2003-11-05
3 CASH Wealth Management Limited RepRepresentative 2021-05-07 2021-06-21
Resp OffResponsible Officer 2021-06-21 2022-12-04
4 CELESTIAL COMMODITIES LIMITED RepRepresentative 2021-05-07 2021-06-21
Resp OffResponsible Officer 2021-06-21 2022-12-04
5 CELESTIAL SECURITIES LIMITED RepRepresentative 2021-05-07 2021-06-21
Resp OffResponsible Officer 2021-06-21 2022-12-04
6 CES Commodities (HK) Limited RepRepresentative 2006-02-03 2006-11-03
7 CES Forex (HK) Limited RepRepresentative 2006-02-03 2006-11-03
8 Everbright Securities Investment Services (HK) Limited RepRepresentative 2006-02-03 2006-11-03
9 KGI ASIA LIMITED RepRepresentative 2006-11-14 2007-07-11
Resp OffResponsible Officer 2007-07-11 2009-07-02
10 KGI FUTURES (HONG KONG) LIMITED RepRepresentative 2006-11-14 2007-07-11
Resp OffResponsible Officer 2007-07-11 2009-07-02
11 KGI SECURITIES (HONG KONG) LIMITED Resp OffResponsible Officer 2007-07-11 2009-07-02
12 SHUN LOONG FOREX COMPANY LIMITED RepRepresentative 2003-05-19
RepRepresentative 2004-02-18 2006-11-03
13 SHUN LOONG FUTURES LIMITED RepRepresentative 2003-05-19
RepRepresentative 2004-02-18 2006-11-03
14 SHUN LOONG SECURITIES COMPANY LIMITED RepRepresentative 2003-05-19
RepRepresentative 2003-11-21 2006-11-03
15 Sino-Rich Securities & Futures Limited RepRepresentative 2025-02-18
16 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED Resp OffResponsible Officer 2012-07-19 2015-08-31
17 SINOPAC FUTURES (ASIA) LIMITED RepRepresentative 2009-08-03 2009-10-08
Resp OffResponsible Officer 2009-10-08 2014-03-31
18 SINOPAC SECURITIES (ASIA) LIMITED RepRepresentative 2009-08-03 2009-10-08
Resp OffResponsible Officer 2009-10-08 2015-08-31
RepRepresentative 2018-01-25 2018-04-13
Resp OffResponsible Officer 2018-04-13 2021-01-31

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