Chan, Louis Shing Ming 陳成名

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SFC roles

Organisation Position From Until
1 Beevest Securities Limited RepRepresentative 2006-11-01 2007-06-13
2 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED RepRepresentative 2009-11-09 2011-06-27
3 FORTUNE (HK) SECURITIES LIMITED Resp OffResponsible Officer 2018-06-13 2018-08-10
4 FORTUNE FINANCIAL CAPITAL LIMITED RepRepresentative 2018-06-13 2018-08-10
5 HAI TONG SECURITIES (HK) BROKERAGE LIMITED RepRepresentative 2008-09-19 2009-09-21
6 KGI ASIA LIMITED RepRepresentative 2004-11-05 2006-10-05
7 Mason Global Capital Limited RepRepresentative 2018-09-06 2020-04-20
8 Mason Securities Limited RepRepresentative 2018-09-06 2018-11-23
Resp OffResponsible Officer 2018-11-23 2020-04-20
9 MEGA CAPITAL (ASIA) COMPANY LIMITED RepRepresentative 2006-11-01 2008-05-02
10 Ping An Securities (Hong Kong) Holdings Company Limited RepRepresentative 2014-03-07 2014-06-05
Resp OffResponsible Officer 2014-06-05 2015-05-31
11 Quam Securities Limited RepRepresentative 2020-05-15 2020-07-21
Resp OffResponsible Officer 2020-07-21
12 RHB SECURITIES HONG KONG LIMITED RepRepresentative 2011-07-11 2013-04-11
Resp OffResponsible Officer 2013-04-11 2014-02-28
13 Soochow Securities International Brokerage Limited RepRepresentative 2015-07-10 2015-08-19
Resp OffResponsible Officer 2015-08-19 2018-03-14

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