Nichols, David (SFC:AGJ649)
SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | APOGEE PARTNERS LIMITED (HK) | Resp OffResponsible Officer | 2017-07-14 | 2018-04-16 | |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | RepRepresentative | 2006-08-11 | ||
| 3 | LEHMAN BROTHERS ASIA LIMITED (b1985-05-17) | RepRepresentative | 2006-09-10 | 2007-02-15 | |
| Resp OffResponsible Officer | 2007-02-15 | 2008-09-29 | |||
| 4 | LEHMAN BROTHERS SECURITIES ASIA LIMITED (b1987-11-17) | Resp OffResponsible Officer | 2007-10-23 | 2008-09-29 | |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | RepRepresentative | 2008-10-10 | 2012-03-14 | |
| 6 | Standard Chartered Securities (Hong Kong) Limited | RepRepresentative | 2013-08-22 | 2015-01-08 |
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