Liu, Yuen Shan (SFC:ADC177) 廖婉珊

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SFC roles

Organisation Position From Until
1 313 Capital Management Limited RepRepresentative 2018-06-20 2018-08-01
Resp OffResponsible Officer 2018-08-01 2019-06-04
2 FORMAX ASSET MANAGEMENT LIMITED RepRepresentative 2014-12-10 2015-05-28
3 FORMAX SECURITIES LIMITED RepRepresentative 2014-12-10 2015-05-28
4 Keptain Securities and Asset Management Limited Resp OffResponsible Officer 2019-08-14 2024-04-17
5 Lion Global Financial Limited RepRepresentative 2005-12-13 2012-09-18
Resp OffResponsible Officer 2012-09-18 2014-04-11
6 PACIFIC WORLD ASSET MANAGEMENT LIMITED RepRepresentative 2005-12-01
7 Rockflow Securities Limited Resp OffResponsible Officer 2017-11-10 2018-05-18
8 Treeline Asset Management Limited Resp OffResponsible Officer 2025-05-20

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