Wallum, Nicholas Peter
SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | RepRepresentative | 2007-10-22 | 2009-09-09 | |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | RepRepresentative | 2007-10-22 | 2009-09-09 | |
| 3 | Morgan Stanley Asia Limited | RepRepresentative | 2009-11-02 | 2015-12-16 | |
| Resp OffResponsible Officer | 2015-12-16 | 2019-12-10 | |||
| 4 | Morgan Stanley Hong Kong Futures Limited | RepRepresentative | 2009-11-02 | 2010-12-06 | |
| 5 | Morgan Stanley Hong Kong Securities Limited | RepRepresentative | 2009-11-02 | 2015-12-16 | |
| Resp OffResponsible Officer | 2015-12-16 | 2019-12-10 |
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