Grafton, James Christopher
SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | HSBC SECURITIES BROKERS (ASIA) LIMITED | RepRepresentative | 2018-09-13 | 2020-12-22 | |
| Resp OffResponsible Officer | 2020-12-22 | 2022-01-31 | |||
| 2 | Morgan Stanley Asia Limited | RepRepresentative | 2008-01-29 | 2014-06-04 | |
| Resp OffResponsible Officer | 2014-06-04 | 2017-02-06 | |||
| RepRepresentative | 2017-02-06 | 2018-01-08 | |||
| 3 | Morgan Stanley Hong Kong Futures Limited | RepRepresentative | 2008-01-29 | 2010-12-06 | |
| 4 | Morgan Stanley Hong Kong Securities Limited | RepRepresentative | 2008-01-29 | 2014-06-04 | |
| Resp OffResponsible Officer | 2014-06-04 | 2017-02-06 | |||
| RepRepresentative | 2017-02-06 | 2018-01-08 |
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