Tse, Sunny Sheung Lai (SFC:APB109) 謝尚禮

start date:
end date:
include new appointments after start date
show old organisation names

SFC roles

Organisation Position From Until
1 CHINA EVERBRIGHT CAPITAL LIMITED RepRepresentative 2016-10-20 2017-01-20
Resp OffResponsible Officer 2017-01-20 2018-02-21
2 CHINA EVERBRIGHT SECURITIES (HK) LIMITED RepRepresentative 2016-10-20 2017-10-24
Resp OffResponsible Officer 2017-10-24 2018-02-21
3 DBS ASIA CAPITAL LIMITED Resp OffResponsible Officer 2014-03-17 2016-10-01
4 EDDID CAPITAL LIMITED Resp OffResponsible Officer 2022-05-11
5 Eddid Securities and Futures Limited Resp OffResponsible Officer 2022-05-11
6 MACQUARIE CAPITAL LIMITED RepRepresentative 2008-08-11 2010-05-26
Resp OffResponsible Officer 2010-05-26 2013-09-06
7 Macquarie Corporate (Hong Kong) Limited RepRepresentative 2008-08-11 2010-05-26
Resp OffResponsible Officer 2010-05-26 2013-09-06
8 Morgan Stanley Asia Limited RepRepresentative 2007-06-04 2008-05-26
9 SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED RepRepresentative 2018-12-04 2019-01-23
Resp OffResponsible Officer 2019-01-23 2022-02-21
10 SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED Resp OffResponsible Officer 2019-01-23 2022-02-21
11 SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED Resp OffResponsible Officer 2019-01-23 2022-02-21
12 SHANXI SECURITIES INTERNATIONAL LIMITED RepRepresentative 2018-12-04 2019-01-23
Resp OffResponsible Officer 2019-01-23 2022-02-21
13 Yi Shun Da Capital Limited RepRepresentative 2018-04-17 2018-08-27

Some data are hidden to fit your display. Rotate?

Webb-site Database - Powered By Linux Group

Back to top