Griffiths, Richard Alan
SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | RepRepresentative | 2015-09-04 | 2022-01-27 | |
| Resp OffResponsible Officer | 2022-01-27 | ||||
| 2 | HOULIHAN LOKEY (EUROPE) LIMITED | Resp OffResponsible Officer | 2007-08-10 | 2008-08-14 | |
| 3 | MACQUARIE CAPITAL LIMITED | RepRepresentative | 2010-02-17 | 2010-07-16 | |
| Resp OffResponsible Officer | 2010-07-16 | 2015-03-31 | |||
| 4 | Macquarie Corporate (Hong Kong) Limited | RepRepresentative | 2010-02-17 | 2010-07-16 | |
| Resp OffResponsible Officer | 2010-07-16 | 2015-03-31 | |||
| 5 | RBS Asia Corporate Finance Limited | RepRepresentative | 2005-12-29 | ||
| Resp OffResponsible Officer | 2005-12-29 | 2007-05-12 | |||
| RepRepresentative | 2008-09-29 | 2008-12-09 | |||
| Resp OffResponsible Officer | 2008-12-09 | 2010-02-10 |
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