Halliwell, Thomas Alan

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SFC roles

Organisation Position From Until
1 CLSA LIMITED RepRepresentative 2010-04-20 2010-08-01
2 HSBC SECURITIES BROKERS (ASIA) LIMITED RepRepresentative 2009-10-29 2010-03-19
3 J.P. MORGAN BROKING (HONG KONG) LIMITED RepRepresentative 2016-04-20 2019-09-20
4 Jefferies Hong Kong Limited RepRepresentative 2010-11-18 2015-11-27
5 LEHMAN BROTHERS ASIA LIMITED (b1985-05-17) RepRepresentative 2007-05-14 2008-09-29
6 LEHMAN BROTHERS FUTURES ASIA LIMITED RepRepresentative 2007-05-14 2008-09-29
7 LEHMAN BROTHERS SECURITIES ASIA LIMITED (b1987-11-17) RepRepresentative 2007-05-14 2008-09-29
8 Merrill Lynch (Asia Pacific) Limited RepRepresentative 2022-11-25 2022-12-02
RepRepresentative 2023-06-16 2023-06-21
RepRepresentative 2024-06-03 2024-06-06
RepRepresentative 2024-12-02 2024-12-05
RepRepresentative 2025-08-12 2025-08-14
RepRepresentative 2026-02-02 2026-02-04
9 Merrill Lynch Far East Limited RepRepresentative 2022-11-25 2022-12-02
RepRepresentative 2023-06-16 2023-06-21
RepRepresentative 2024-06-03 2024-06-06
RepRepresentative 2024-12-02 2024-12-05
RepRepresentative 2025-08-12 2025-08-14
RepRepresentative 2026-02-02 2026-02-04
10 NOMURA INTERNATIONAL (HONG KONG) LIMITED RepRepresentative 2008-10-10 2009-04-30
11 Turiya Advisors Asia Limited RepRepresentative 2006-06-01 2007-05-01

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