Crispin, James Anthony

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SFC roles

Organisation Position From Until
1 HSBC SECURITIES (ASIA) LIMITED Resp OffResponsible Officer 2009-02-16 2010-04-29
2 HSBC SECURITIES BROKERS (ASIA) LIMITED RepRepresentative 2006-08-18 2009-02-16
Resp OffResponsible Officer 2009-02-16 2010-04-29
3 J.P. MORGAN BROKING (HONG KONG) LIMITED RepRepresentative 2010-07-05 2013-02-01
4 Sanford C. Bernstein (Hong Kong) Limited RepRepresentative 2013-05-13 2018-10-05

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