Au, Tat Sang 區達生
SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | BOCI COMMODITIES & FUTURES LIMITED | RepRepresentative | 2004-10-21 | 2008-07-01 | |
| 2 | BOCI SECURITIES LIMITED | RepRepresentative | 2004-10-21 | 2008-07-01 | |
| 3 | HAI TONG SECURITIES (HK) BROKERAGE LIMITED | RepRepresentative | 2008-09-08 | 2011-05-03 | |
| 4 | HAITONG INTERNATIONAL FUTURES LIMITED | RepRepresentative | 2010-04-15 | 2011-10-05 | |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RepRepresentative | 2010-04-15 | 2011-10-05 | |
| 6 | SINOPAC FUTURES (ASIA) LIMITED | RepRepresentative | 2011-10-31 | 2014-03-31 | |
| 7 | SINOPAC SECURITIES (ASIA) LIMITED | RepRepresentative | 2011-10-31 | 2017-02-12 | |
| Resp OffResponsible Officer | 2017-02-13 | ||||
| 8 | TIS SECURITIES (HK) LIMITED | RepRepresentative | 2004-10-07 | ||
| 9 | Tung Shing Futures (Brokers) Limited | Resp OffResponsible Officer | 2016-10-11 | 2017-02-12 | |
| 10 | Tung Shing Securities (Brokers) Limited | Resp OffResponsible Officer | 2016-10-11 | 2017-02-12 |
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