Chan, Ricky Kai Ming 陳啟明

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SFC roles

Organisation Position From Until
1 Ark Futures (Hong Kong) Limited RepRepresentative 2011-10-07 2013-09-14
2 Ark Securities (Hong Kong) Limited RepRepresentative 2011-10-07 2013-09-14
3 Fenghua Asset Management Limited Resp OffResponsible Officer 2019-12-12 2025-06-16
4 Grand China Securities Limited RepRepresentative 2025-09-16 2025-10-13
Resp OffResponsible Officer 2025-10-13
5 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED RepRepresentative 2007-04-13 2008-04-04
RepRepresentative 2008-11-24 2011-10-01
6 HAITONG INTERNATIONAL FUTURES LIMITED RepRepresentative 2007-08-28 2008-04-04
RepRepresentative 2008-11-24 2011-10-01
7 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED RepRepresentative 2008-11-24 2011-10-01
8 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED RepRepresentative 2007-08-28 2008-04-04
RepRepresentative 2008-11-24 2011-10-01
9 OCI Asset Management Company Limited Resp OffResponsible Officer 2018-05-09 2019-04-05
10 Pantheon Securities Limited Resp OffResponsible Officer 2022-05-11 2025-07-31
11 Sinostar Asset Management Limited Resp OffResponsible Officer 2016-11-02 2018-02-17
12 Sinostar Securities Limited Resp OffResponsible Officer 2016-11-21 2018-02-17
13 Zynergy Asset Management Limited Resp OffResponsible Officer 2013-10-10 2016-06-10

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