Xie, Jun (SFC:AOB779) 謝俊
SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | CF SECURITIES LIMITED | RepRepresentative | 2020-05-29 | 2020-06-30 | |
| 2 | Duo Asset Management Limited | Resp OffResponsible Officer | 2022-02-08 | 2023-07-20 | |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RepRepresentative | 2007-10-15 | 2017-11-23 | |
| 4 | RICHES DEPOT SECURITIES CO., LIMITED | RepRepresentative | 2019-01-14 | 2019-02-25 | |
| Resp OffResponsible Officer | 2019-02-25 | 2020-03-13 | |||
| RepRepresentative | 2020-12-28 | 2021-01-27 | |||
| Resp OffResponsible Officer | 2021-01-27 | 2022-01-31 | |||
| 5 | SBI China Capital Financial Services Limited | RepRepresentative | 2018-06-12 | 2018-07-25 | |
| Resp OffResponsible Officer | 2018-07-25 | 2018-12-11 | |||
| Resp OffResponsible Officer | 2024-09-02 | ||||
| 6 | SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | RepRepresentative | 2007-09-05 | 2007-09-13 |
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