Sparrow, Nicholas Charles
SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | De Riva Asia Limited | RepRepresentative | 2014-02-17 | 2015-11-27 | |
| 2 | GFI (HK) SECURITIES L.L.C. | RepRepresentative | 2010-07-05 | 2013-04-19 | |
| 3 | ICAP Securities Hong Kong Limited | RepRepresentative | 2005-11-21 | 2009-06-19 | |
| 4 | KGI ASIA LIMITED | RepRepresentative | 2005-03-03 | ||
| 5 | KGI FUTURES (HONG KONG) LIMITED | RepRepresentative | 2005-03-03 | ||
| 6 | KGI SECURITIES (HONG KONG) LIMITED | RepRepresentative | 2005-03-03 | ||
| 7 | Vantage Capital Markets HK Limited | RepRepresentative | 2015-11-27 | 2018-01-26 |
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