Shum, Kai Fung 岑啟豐

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SFC roles

Organisation Position From Until
1 * BOCOM International Holdings Company Limited RepRepresentative 2008-01-24 2008-03-03
2 BOCOM International Securities Limited RepRepresentative 2008-01-24 2009-06-24
3 CITIC Securities Brokerage (HK) Limited RepRepresentative 2009-06-29 2012-10-30
4 GET NICE SECURITIES LIMITED RepRepresentative 2007-11-27 2008-01-02
5 Hao Tian Asset Management Limited RepRepresentative 2018-07-31 2019-08-10
6 Hao Tian International Futures Limited RepRepresentative 2018-02-28 2018-07-31
Resp OffResponsible Officer 2018-07-31 2019-08-10
7 Hao Tian International Securities Limited RepRepresentative 2017-03-02 2017-08-16
Resp OffResponsible Officer 2017-08-16 2019-08-10
8 ICBC INTERNATIONAL FUTURES LIMITED RepRepresentative 2015-04-15 2017-02-17
RepRepresentative 2019-08-22 2019-12-06
Resp OffResponsible Officer 2019-12-06
9 ICBC INTERNATIONAL SECURITIES LIMITED RepRepresentative 2015-04-15 2017-02-17
RepRepresentative 2019-08-22 2019-12-06
Resp OffResponsible Officer 2019-12-06
10 ORIENT FUTURES (HONG KONG) LIMITED RepRepresentative 2013-03-25 2015-03-20
11 ORIENT SECURITIES (HONG KONG) LIMITED RepRepresentative 2013-03-25 2015-03-20
12 Soochow Securities International Brokerage Limited RepRepresentative 2012-11-08 2013-03-05
13 Soochow Securities International Futures Limited RepRepresentative 2012-12-17 2013-03-05

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* = is or was HK primary-listed

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