Lee, Godwin Yiu Kai 李耀基

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SFC roles

Organisation Position From Until
1 Atherton Asset Management Limited RepRepresentative 2015-02-03 2015-09-21
Resp OffResponsible Officer 2015-09-21 2017-02-28
Resp OffResponsible Officer 2020-12-22 2022-07-05
2 CITIC Securities Brokerage (HK) Limited RepRepresentative 2011-09-05 2012-07-01
3 CITIC Securities Futures (HK) Limited RepRepresentative 2011-09-05 2012-07-01
4 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED RepRepresentative 2004-12-14
5 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED RepRepresentative 2003-11-19 2004-12-14
6 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED RepRepresentative 2004-12-14
7 Finet Securities Limited Resp OffResponsible Officer 2017-03-07 2017-06-28
8 Hua Liang Asset Management Limited Resp OffResponsible Officer 2019-06-03 2020-10-16
9 Hua Liang Securities Limited Resp OffResponsible Officer 2019-06-03 2020-10-16
10 KGI ASIA LIMITED RepRepresentative 2005-02-05 2011-08-23
11 KGI FUTURES (HONG KONG) LIMITED RepRepresentative 2005-02-05 2011-08-23
12 NNFE International Asset Management Limited Resp OffResponsible Officer 2018-04-12 2019-04-30
13 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED Resp OffResponsible Officer 2022-11-01
14 VisionGain Capital Limited RepRepresentative 2012-08-16 2015-02-01

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