Chow, Shu Lai 鄒樹禮

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SFC roles

Organisation Position From Until
1 CITIC Securities Brokerage (HK) Limited RepRepresentative 2010-01-18
Resp OffResponsible Officer 2010-01-18 2011-09-15
2 CITIC Securities Futures (HK) Limited RepRepresentative 2003-07-24
Resp OffResponsible Officer 2003-07-24 2004-06-10
RepRepresentative 2004-06-10 2010-11-04
Resp OffResponsible Officer 2010-11-04 2011-09-15
3 KGI ASIA LIMITED RepRepresentative 2011-11-09 2011-12-30
Resp OffResponsible Officer 2011-12-30 2013-07-01
4 KGI FUTURES (HONG KONG) LIMITED RepRepresentative 2011-11-09 2011-12-30
Resp OffResponsible Officer 2011-12-30 2013-07-01
5 KGI SECURITIES (HONG KONG) LIMITED RepRepresentative 2011-11-09 2011-12-30
Resp OffResponsible Officer 2011-12-30 2013-07-01

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