Shum, Patrick Wai Bill 岑維標
SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | B.N.P. SECURITIES (HONG KONG) LIMITED | Resp OffResponsible Officer | 2003-06-03 | ||
| 2 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Resp OffResponsible Officer | 2005-07-19 | ||
| 3 | BNP PARIBAS SECURITIES (ASIA) LIMITED | RepRepresentative | 2004-08-23 | 2005-07-19 | |
| 4 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Resp OffResponsible Officer | 2010-11-22 | ||
| 5 | CMS ASSET MANAGEMENT (HK) CO., LIMITED | RepRepresentative | 2009-09-18 | 2009-11-30 | |
| Resp OffResponsible Officer | 2009-11-30 | 2010-09-30 | |||
| 6 | CMS CAPITAL (HK) CO., LIMITED | Resp OffResponsible Officer | 2012-02-14 | 2017-11-21 | |
| 7 | Morgan Stanley Asia Limited | RepRepresentative | 2005-07-21 | 2006-09-04 | |
| 8 | Morgan Stanley Hong Kong Futures Limited | RepRepresentative | 2005-07-21 | 2006-07-17 | |
| Resp OffResponsible Officer | 2006-07-17 | 2006-09-04 | |||
| 9 | Morgan Stanley Hong Kong Securities Limited | RepRepresentative | 2005-11-01 | 2006-09-04 | |
| 10 | PARIBAS ASIA EQUITY LIMITED | Resp OffResponsible Officer | 2005-07-19 |
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