Liu, Wai Kuen 廖偉權

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SFC roles

Organisation Position From Until
1 CARDINALASIA CONSULTING LIMITED Resp OffResponsible Officer 2009-02-09 2013-08-01
2 CES Commodities (HK) Limited RepRepresentative 2006-02-03 2007-08-01
3 Cheung On Securities Limited Resp OffResponsible Officer 2018-07-20 2019-09-20
4 Everbright Securities Investment Services (HK) Limited RepRepresentative 2006-02-03 2007-08-01
5 INV ADVISORY LIMITED Resp OffResponsible Officer 2016-09-19 2017-02-20
6 Peakwater Management Limited Resp OffResponsible Officer 2022-04-28 2024-09-30
7 SHUN LOONG FUTURES LIMITED RepRepresentative 2007-08-01
8 SHUN LOONG SECURITIES COMPANY LIMITED RepRepresentative 2007-08-01
9 Zheng He Capital Management Limited RepRepresentative 2017-03-09 2017-04-12
Resp OffResponsible Officer 2017-04-12 2017-11-13

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