Li, Siu Kim (SFC:AFW899) 李紹劍
SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | BNP PARIBAS PEREGRINE FUTURES LIMITED | RepRepresentative | 2003-05-31 | ||
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | RepRepresentative | 2003-05-31 | ||
| 3 | BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED | RepRepresentative | 2011-01-04 | 2011-02-22 | |
| Resp OffResponsible Officer | 2011-02-22 | 2012-02-07 | |||
| 4 | DTC Investment Management (HK) Limited | RepRepresentative | 2021-03-01 | 2021-06-03 | |
| Resp OffResponsible Officer | 2021-06-03 | ||||
| 5 | Morgan Stanley Asia Limited | RepRepresentative | 2003-06-03 | 2008-11-07 | |
| 6 | Morgan Stanley Hong Kong Futures Limited | RepRepresentative | 2003-06-03 | 2008-11-07 | |
| 7 | Morgan Stanley Hong Kong Securities Limited | RepRepresentative | 2008-02-11 | 2008-11-07 | |
| 8 | Springboard Capital Limited | RepRepresentative | 2012-06-01 | 2012-06-14 | |
| Resp OffResponsible Officer | 2012-06-14 | 2020-04-30 | |||
| 9 | SUN Partners Investment Management Limited | RepRepresentative | 2009-01-20 | 2010-03-31 |
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