Au, Kai Tat 區繼達

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SFC roles

Organisation Position From Until
1 BOCI SECURITIES LIMITED RepRepresentative 2011-09-01 2013-02-21
2 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED RepRepresentative 2013-03-01 2017-04-30
3 CHINA EVERBRIGHT SECURITIES (HK) LIMITED RepRepresentative 2013-03-01 2017-04-30
4 CHINA TIAN YUAN COMMODITIES AND FUTURES LIMITED RepRepresentative 2018-10-10 2018-11-14
Resp OffResponsible Officer 2018-11-14 2019-11-09
5 CHINA ZHONG HENG FINANCE GROUP LIMITED RepRepresentative 2018-10-22 2019-11-09
RepRepresentative 2020-03-19 2020-06-30
Resp OffResponsible Officer 2020-06-30 2021-03-29
6 Global Prosperity Financial Company Limited RepRepresentative 2021-04-01 2021-04-26
Resp OffResponsible Officer 2021-04-26 2025-07-09
7 Haitong Futures Hong Kong Limited RepRepresentative 2017-05-11 2018-10-02
8 PHILLIP COMMODITIES (H.K.) LIMITED RepRepresentative 2010-04-22 2011-08-20
9 PHILLIP SECURITIES (HONG KONG) LIMITED RepRepresentative 2010-04-22 2011-08-20
10 WE Asset Management Limited Resp OffResponsible Officer 2025-08-14
11 WE Securities Limited Resp OffResponsible Officer 2025-08-14

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