Lai, Kam Wo 黎錦和

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SFC roles

Organisation Position From Until
1 * BOCOM International Holdings Company Limited RepRepresentative 2005-06-09 2005-08-24
Resp OffResponsible Officer 2005-08-24 2008-03-03
2 BOCOM International Securities Limited Resp OffResponsible Officer 2007-09-10 2008-07-02
3 CHEONG LEE SECURITIES LIMITED Resp OffResponsible Officer 2009-08-27 2009-10-15
4 CMB INTERNATIONAL FUTURES LIMITED RepRepresentative 2009-11-27 2009-12-28
Resp OffResponsible Officer 2009-12-28 2010-01-26
5 CMB International Global Markets Limited RepRepresentative 2009-11-27 2009-12-28
Resp OffResponsible Officer 2009-12-28 2010-01-28
6 KuCoin Commodity Futures Limited Resp OffResponsible Officer 2005-06-06
7 KuCoin HK Limited RepRepresentative 2005-01-07
Resp OffResponsible Officer 2005-01-07 2005-06-06
8 Telecom King Securities Limited Resp OffResponsible Officer 2011-08-10 2014-10-07
Resp OffResponsible Officer 2015-09-15 2017-10-03
9 Theia Securities Limited Resp OffResponsible Officer 2018-01-02 2021-10-31

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* = is or was HK primary-listed


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