Yam, Chung Wai 任仲為

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SFC roles

Organisation Position From Until
1 Keptain Securities and Asset Management Limited Resp OffResponsible Officer 2024-02-20 2025-06-20
2 Lucky Guosheng Securities Limited RepRepresentative 2020-06-04 2023-03-09
3 Sinostar Asset Management Limited RepRepresentative 2018-03-05 2019-09-27
4 Sinostar Securities Limited RepRepresentative 2018-02-07 2019-09-27
5 SR Wealth Securities Limited RepRepresentative 2017-09-05 2018-02-01
6 Success Futures and Foreign Exchange Limited RepRepresentative 2016-12-28 2017-08-25
7 Success Securities Limited RepRepresentative 2016-12-28 2017-08-25
8 WAN LUNG SECURITIES LIMITED RepRepresentative 2025-10-22 2025-11-20
Resp OffResponsible Officer 2025-11-20

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