Li, Shuo (SFC:BCY584) 李碩
SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | Gentleman Capital Limited | RepRepresentative | 2025-08-27 | 2025-09-30 | |
| Resp OffResponsible Officer | 2025-09-30 | 2025-10-17 | |||
| 2 | GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED | Resp OffResponsible Officer | 2025-12-03 | ||
| 3 | Goldhorse Securities Limited | RepRepresentative | 2025-08-27 | 2025-09-30 | |
| Resp OffResponsible Officer | 2025-09-30 | ||||
| 4 | HAITONG INTERNATIONAL FUTURES LIMITED | RepRepresentative | 2014-03-06 | 2021-04-30 | |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RepRepresentative | 2014-03-06 | 2020-07-29 | |
| Resp OffResponsible Officer | 2020-07-29 | 2021-04-30 | |||
| 6 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RepRepresentative | 2021-06-17 | 2021-09-20 | |
| Resp OffResponsible Officer | 2021-09-20 | 2025-05-06 |
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