James, Alun Richard
SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | RepRepresentative | 2013-09-09 | 2022-05-20 | |
| RepRepresentative | 2023-04-14 | 2023-04-21 | |||
| RepRepresentative | 2023-10-20 | 2023-10-27 | |||
| RepRepresentative | 2024-10-25 | 2024-11-01 | |||
| RepRepresentative | 2025-05-06 | 2025-05-09 | |||
| 2 | UBS SECURITIES HONG KONG LIMITED | RepRepresentative | 2017-12-18 | 2022-05-20 |
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