Lam, Tze Lok 林子樂

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SFC roles

Organisation Position From Until
1 CMBC INTERNATIONAL FUTURES COMPANY LIMITED RepRepresentative 2010-11-16 2015-06-26
2 CMBC SECURITIES COMPANY LIMITED RepRepresentative 2010-11-16 2015-06-26
3 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED RepRepresentative 2009-11-06 2010-11-06
4 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED RepRepresentative 2009-11-06 2010-11-06
5 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED RepRepresentative 2009-11-06 2010-11-06
6 Joy Rich Asset Management Company Limited Resp OffResponsible Officer 2021-02-01
7 JOY RICH SECURITIES INVESTMENT LIMITED RepRepresentative 2019-06-05 2019-09-12
Resp OffResponsible Officer 2019-09-12
8 NINE RIVERS CAPITAL PARTNERS LIMITED RepRepresentative 2015-10-20 2018-02-27
Resp OffResponsible Officer 2018-02-27 2018-12-31

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