To, Sam Hung 杜三鴻

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SFC roles

Organisation Position From Until
1 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED RepRepresentative 2007-08-06 2009-09-13
2 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED RepRepresentative 2007-08-06 2009-09-13
3 CHINA SILVER BULLET SECURITIES COMPANY LIMITED RepRepresentative 2024-02-28 2024-03-14
Resp OffResponsible Officer 2024-03-14 2025-07-31
4 CITIC Securities Brokerage (HK) Limited RepRepresentative 2017-11-23 2018-06-20
5 DAKIN ASSET MANAGEMENT LIMITED Resp OffResponsible Officer 2026-04-21
6 First Fidelity Capital (International) Limited RepRepresentative 2014-10-03 2014-10-23
7 GLOBAL AMPLE ASSET MANAGEMENT COMPANY LIMITED Resp OffResponsible Officer 2022-04-26 2022-12-27
8 KGI ASIA LIMITED RepRepresentative 2018-06-22 2019-10-31
9 PRUDENCE GLOBAL CAPITAL MANAGEMENT COMPANY LIMITED Resp OffResponsible Officer 2022-12-28 2024-02-17
10 Public Financial Securities Limited RepRepresentative 2010-03-19 2011-04-22
11 ShanZe Asset Management (Hong Kong) Limited Resp OffResponsible Officer 2021-10-26 2021-12-31
12 STI Asset Management Limited RepRepresentative 2013-08-26 2014-09-30
13 Target Securities International Limited Resp OffResponsible Officer 2020-12-17 2021-09-22
14 Velbridge Asset Management Limited RepRepresentative 2025-10-13 2025-11-13
Resp OffResponsible Officer 2025-11-13 2026-01-19

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