Pantone, Nicola

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SFC roles

Organisation Position From Until
1 DEUTSCHE SECURITIES ASIA LIMITED RepRepresentative 2006-08-11 2008-01-17
2 HSBC BROKING FUTURES (HONG KONG) LIMITED RepRepresentative 2014-03-06 2016-08-19
Resp OffResponsible Officer 2016-08-19 2021-07-13
3 SG SECURITIES (HK) LIMITED RepRepresentative 2008-07-24 2011-07-14
4 UBS SECURITIES ASIA LIMITED RepRepresentative 2021-12-17 2023-10-20
Resp OffResponsible Officer 2023-10-20 2024-08-20
RepRepresentative 2024-08-20 2025-10-01
5 UBS SECURITIES HONG KONG LIMITED RepRepresentative 2021-12-17 2023-10-20
Resp OffResponsible Officer 2023-10-20 2024-08-16
RepRepresentative 2024-08-16 2025-10-01

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