Wu, Carrie Ka Wai 胡嘉慧
SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | RepRepresentative | 2006-07-07 | 2007-08-03 | |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | RepRepresentative | 2006-07-07 | 2007-08-03 | |
| 3 | Crosby Securities Limited | RepRepresentative | 2015-10-08 | 2017-05-05 | |
| Resp OffResponsible Officer | 2017-05-05 | 2025-04-15 | |||
| Resp OffResponsible Officer | 2025-12-24 | ||||
| 4 | Emperor Asset Management Limited | Resp OffResponsible Officer | 2025-06-26 | ||
| 5 | EMPEROR SECURITIES LIMITED (HK) | Resp OffResponsible Officer | 2025-06-26 | ||
| 6 | Emperor Wealth Management Limited | Resp OffResponsible Officer | 2025-06-26 | ||
| 7 | GOLDMAN SACHS (ASIA) L.L.C. | RepRepresentative | 2005-07-07 | 2006-07-01 | |
| 8 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | RepRepresentative | 2005-07-07 | 2006-07-01 | |
| 9 | Guosen Securities (HK) Brokerage Company, Limited | RepRepresentative | 2014-09-30 | 2015-09-18 |
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