Or, Siu Kam 柯小琴

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SFC roles

Organisation Position From Until
1 CAPITAL FOCUS ASSET MANAGEMENT LIMITED RepRepresentative 2024-01-16
2 CHINA DEMETER SECURITIES LIMITED Resp OffResponsible Officer 2010-10-18 2012-12-20
3 Goldhorse Securities Limited Resp OffResponsible Officer 2015-10-19 2016-01-29
4 Greater China Securities Limited (b1999-04-26) RepRepresentative 2013-02-01 2013-02-22
Resp OffResponsible Officer 2013-02-22 2015-05-11
RepRepresentative 2016-02-22 2016-03-16
5 JIMEI SECURITIES LIMITED Resp OffResponsible Officer 2009-04-16 2009-10-16
Resp OffResponsible Officer 2010-01-04 2010-09-30
6 MORTON SECURITIES LIMITED Resp OffResponsible Officer 2016-04-18 2018-08-15
RepRepresentative 2020-10-07 2020-11-03
Resp OffResponsible Officer 2020-11-03 2023-10-06
7 PROFIT ACCESS INVESTMENTS LIMITED Resp OffResponsible Officer 2018-08-17 2019-06-09
8 QUASAR ASSET MANAGEMENT LIMITED Resp OffResponsible Officer 2020-03-20 2020-09-18
9 QUASAR SECURITIES CO., LIMITED Resp OffResponsible Officer 2020-03-20 2020-09-18
10 SHUN HENG SECURITIES LIMITED RepRepresentative 2003-12-08 2008-06-11
11 SHUN LOONG SECURITIES COMPANY LIMITED RepRepresentative 2023-11-22 2024-01-19
Resp OffResponsible Officer 2024-01-19
12 Verity Capital Limited Resp OffResponsible Officer 2013-07-16 2015-05-11
RepRepresentative 2016-02-22 2016-03-16
13 WEI DA ASSET MANAGEMENT LIMITED Resp OffResponsible Officer 2015-10-26 2016-01-29

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