Siu, Ruby Pui Kay 蕭珮琪

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SFC roles

Organisation Position From Until
1 AS CAPITAL LIMITED Resp OffResponsible Officer 2019-06-10 2019-09-30
2 BOCI SECURITIES LIMITED RepRepresentative 2021-12-09 2023-12-15
3 Daiwa Capital Markets Hong Kong Limited RepRepresentative 2013-09-30 2014-05-24
4 FIL Investment Advisors RepRepresentative 2004-06-07 2005-12-16
5 FIL Investment Management (Hong Kong) Limited RepRepresentative 2004-06-07 2005-12-16
6 Lucky Guosheng Securities Limited RepRepresentative 2020-09-15 2021-07-22
7 NOMURA INTERNATIONAL (HONG KONG) LIMITED RepRepresentative 2004-05-15
8 SJS Markets Limited RepRepresentative 2006-09-25 2007-04-10
9 SMBC Nikko Securities (Hong Kong) Limited RepRepresentative 2014-06-30 2014-10-24
Resp OffResponsible Officer 2014-10-24 2018-10-28

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