Lee, Andrew Shu Yan 李樹仁

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SFC roles

Organisation Position From Until
1 ABCI ASSET MANAGEMENT LIMITED RepRepresentative 2013-07-29 2013-08-21
Resp OffResponsible Officer 2013-08-21 2014-05-10
2 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED RepRepresentative 2004-11-30
3 China Harbour International Asset Management Limited RepRepresentative 2025-11-25 2026-01-09
Resp OffResponsible Officer 2026-01-09
4 China Harbour International Securities Limited RepRepresentative 2025-11-25 2026-01-09
Resp OffResponsible Officer 2026-01-09
5 Eurizon Capital Asia Limited Resp OffResponsible Officer 2016-10-26 2022-05-01
6 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED RepRepresentative 2011-09-26 2013-06-10
7 Halbis Capital Management (Hong Kong) Limited RepRepresentative 2005-07-15 2007-03-08
Resp OffResponsible Officer 2007-03-08 2011-08-24
8 HC Securities (HK) Limited Resp OffResponsible Officer 2023-09-07 2024-06-30
9 HSBC Global Asset Management (Hong Kong) Limited RepRepresentative 2005-01-06 2010-09-20
Resp OffResponsible Officer 2010-09-20 2011-08-24
10 MACROWATERS ASIA FUND MANAGEMENT LIMITED Resp OffResponsible Officer 2022-11-14 2023-03-13
11 Sinohope Asset Management (Hong Kong) Limited RepRepresentative 2024-10-16 2024-12-06
Resp OffResponsible Officer 2024-12-06 2025-09-15

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