Nguyen, Thanh Cao
SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | RepRepresentative | 2014-10-22 | 2016-01-21 | |
| 2 | BEAR STEARNS ASIA LIMITED | RepRepresentative | 2005-06-14 | ||
| Resp OffResponsible Officer | 2005-06-14 | 2008-05-30 | |||
| 3 | BEAR STEARNS HONG KONG LIMITED | RepRepresentative | 2004-12-09 | ||
| 4 | CLSA LIMITED | RepRepresentative | 2021-09-10 | 2023-04-27 | |
| 5 | GFI (HK) SECURITIES L.L.C. | RepRepresentative | 2008-11-14 | 2009-01-22 | |
| Resp OffResponsible Officer | 2009-01-22 | 2010-05-27 | |||
| 6 | Jefferies Hong Kong Limited | RepRepresentative | 2016-03-01 | 2021-05-17 | |
| RepRepresentative | 2023-08-21 |
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