Newman, Neil Lionel

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SFC roles

Organisation Position From Until
1 BTIG Hong Kong Limited RepRepresentative 2011-11-07 2012-09-03
2 HAITONG INTERNATIONAL RESEARCH LIMITED RepRepresentative 2018-12-05 2019-08-09
3 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED RepRepresentative 2013-06-03 2014-06-26
4 MF Global Hong Kong Limited RepRepresentative 2010-10-11 2011-09-14
5 MIRABAUD (ASIA) LIMITED RepRepresentative 2009-07-13 2010-02-28
6 Oppenheimer Investments Asia Limited RepRepresentative 2012-09-19 2013-02-18
7 SENRIGAN CAPITAL GROUP LIMITED RepRepresentative 2010-03-12 2010-05-03
Resp OffResponsible Officer 2010-05-03 2010-08-26
RepRepresentative 2020-05-08 2020-05-15
Resp OffResponsible Officer 2020-05-15 2020-11-25

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