Yu, Ching Yat 于正一

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SFC roles

Organisation Position From Until
1 AJ Asset Management Limited RepRepresentative 2019-01-31 2024-06-17
2 AJ Securities Limited RepRepresentative 2018-03-09 2018-04-18
Resp OffResponsible Officer 2018-04-18 2024-06-17
3 DBS VICKERS (HONG KONG) LIMITED RepRepresentative 2004-08-09 2006-06-24
4 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED RepRepresentative 2015-12-07 2017-07-22
5 HONGKONG NEW PORT FUND MANAGEMENT LIMITED Resp OffResponsible Officer 2024-06-18 2025-02-16
6 JIMEI SECURITIES LIMITED Resp OffResponsible Officer 2017-08-21 2018-01-31
7 KuCoin Commodity Futures Limited RepRepresentative 2004-01-16
8 KuCoin HK Limited RepRepresentative 2004-01-16
9 Mage Securities Limited RepRepresentative 2014-01-10 2014-05-19
Resp OffResponsible Officer 2014-05-19 2017-07-22
10 Polaris Capital (Asia) Limited RepRepresentative 2004-01-19 2004-08-02
11 RaffAello Securities (HK) Limited RepRepresentative 2011-09-09 2011-10-31
12 SANFULL FUTURES LIMITED RepRepresentative 2012-07-16 2013-12-31
13 SANFULL SECURITIES LIMITED RepRepresentative 2011-11-18 2013-12-31
14 Universal Unite Wealth Management Limited Resp OffResponsible Officer 2025-05-21
15 Yuanta Asia Investment (Hong Kong) Limited RepRepresentative 2004-01-19 2004-08-02

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