SFC fines Roofer Securities Ltd HK$2.1m for mishandling client money | Statement of Disciplinary Action
SFC, 29-Sep-2025

SFC extends suspension of Ms Mary See Ting Hing for improper trading via clients' accounts
SFC, 11-Jul-2005

• Orgs
  • C&D Newin Paper & Pulp Corporation Limited
  • TAI WAH SECURITIES LIMITED
• People
  • See, Mary Ting Hing 施庭卿

SFC suspends Ms Mary See Ting Hing for 8 months for personal trading via clients' accounts and misallocating client's order
SFC, 16-Feb-2005

• Orgs
  • TAI WAH SECURITIES LIMITED
• People
  • See, Mary Ting Hing 施庭卿

SFC prosecutes Roofer Finance Co Ltd and Ms Sabrina Ngan On Nang
SFC, 11-Dec-2001

• Orgs
  • HUAER TECHNOLOGY LIMITED
• People
  • Ngan, Sabrina On Nang 顏安娜