Yang, Shuenn-yuh 楊順裕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CATHAY SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2019-05-14 | 2025-07-09 | RO | Dealing in securities | 2019-05-14 | 2025-07-09 |
| 2 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-05-22 | 2017-08-25 | RO | Dealing in securities | 2017-08-25 | 2019-04-12 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2014-04-15 | 2017-04-19 | Rep | Dealing in securities | 2014-04-15 | 2017-04-19 |
| 4 | Portwell Securities Limited | Rep | Advising on securities | 2025-11-27 | 2026-01-27 | Rep | Asset management | 2025-11-27 | 2026-01-27 | Rep | Dealing in securities | 2025-11-27 | 2026-01-27 | RO | Advising on securities | 2026-01-27 | RO | Asset management | 2026-01-27 | RO | Dealing in securities | 2026-01-27 |
| 5 | StormHarbour Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2010-04-16 | 2014-04-01 | Rep | Advising on securities | 2010-04-16 | 2014-04-01 | Rep | Dealing in securities | 2010-04-16 | 2014-04-01 |
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