Cho, Tin Tak 曹天德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2025-12-02 | Rep | Dealing in securities | 2025-12-29 |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2011-08-19 | 2019-09-12 | Rep | Dealing in securities | 2011-08-19 | 2019-09-12 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2020-02-14 | 2023-11-02 | RO | Advising on corporate finance | 2023-11-02 | 2025-08-29 |
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