McCaughey, James Duncan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED (b1985-05-17) | Rep | Dealing in securities | 2004-10-18 | 2005-04-07 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2007-05-07 | 2012-05-28 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-05-04 | 2007-02-08 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-05-04 | 2007-02-08 |
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