Lee, Dennis Pui Yan 李沛欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Jefferies Hong Kong Limited | Rep | Advising on corporate finance | 2010-05-24 | 2013-04-11 | Rep | Advising on securities | 2013-02-15 | 2013-04-11 |
| 2 | LEHMAN BROTHERS ASIA LIMITED (b1985-05-17) | Rep | Advising on corporate finance | 2007-03-14 | 2008-09-29 | Rep | Dealing in securities | 2007-03-14 | 2008-09-29 |
| 3 | LEHMAN BROTHERS SECURITIES ASIA LIMITED (b1987-11-17) | Rep | Dealing in securities | 2007-03-14 | 2008-09-29 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-10-10 | 2009-04-16 | Rep | Dealing in securities | 2008-10-10 | 2009-04-16 | Rep | Advising on securities | 2008-12-17 | 2009-04-16 |
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