Wan, Joseph Jason 尹宸賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Capital Holdings Corporation Limited | Rep | Advising on corporate finance | 2005-08-15 | 2006-05-15 |
| 2 | CNI GLOBAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-08-20 | 2005-08-12 |
| 3 | Dongxing Securities (Hong Kong) Company Limited | RO | Advising on corporate finance | 2016-02-23 | 2025-04-21 | RO | Dealing in securities | 2016-02-23 | 2025-04-21 |
| 4 | EMPEROR CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2025-05-22 | 2025-06-17 | Rep | Dealing in securities | 2025-05-22 | 2025-06-17 |
| 5 | Grande Capital Limited | RO | Advising on corporate finance | 2025-11-28 | 2025-12-15 | RO | Dealing in securities | 2025-11-28 | 2025-12-15 |
| 6 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | RO | Advising on corporate finance | 2014-01-10 | 2014-11-19 | RO | Dealing in securities | 2014-01-10 | 2014-11-19 | Rep | Advising on corporate finance | 2026-01-13 | Rep | Dealing in securities | 2026-01-13 |
| 7 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-04-08 | 2009-06-08 | Rep | Dealing in securities | 2009-04-08 | 2013-04-12 | RO | Advising on corporate finance | 2009-06-08 | 2013-04-12 |
| 8 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2012-02-22 | 2013-04-12 |
| 9 | ICEA CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2007-05-02 | 2008-09-30 |
| 10 | ICEA CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-05-23 | 2008-09-18 | Rep | Dealing in securities | 2006-05-23 | 2009-04-01 | RO | Advising on corporate finance | 2008-09-18 | 2009-04-01 |
| 11 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2013-07-19 | 2013-11-18 | Rep | Advising on securities | 2013-07-19 | 2013-11-18 | Rep | Dealing in securities | 2013-07-19 | 2013-11-18 |
| 12 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-12-08 | 2015-01-09 | Rep | Dealing in securities | 2014-12-08 | 2015-01-09 | RO | Advising on corporate finance | 2015-01-09 | 2016-02-15 | RO | Dealing in securities | 2015-01-09 | 2016-02-15 |
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