Ng, Winnie Wing Yee (SFC:AAG852) 伍詠儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ark Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-07-03 | Rep | Advising on securities | 2003-07-03 | Rep | Asset management | 2003-07-03 | Rep | Dealing in securities | 2021-09-30 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2021-10-06 | |
| 3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-10-06 | |
| 4 | Provident Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2004-12-03 | 2021-09-30 |
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