Chan, Wang Kwan 陳宏坤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ark Securities (Hong Kong) Limited | Rep | Dealing in securities | 2008-02-28 | 2019-07-26 | Rep | Advising on securities | 2015-10-22 | 2019-07-26 | RO | Advising on securities | 2019-07-26 | 2025-03-14 | RO | Dealing in securities | 2019-07-26 | 2025-03-14 | Rep | Asset management | 2019-09-24 | 2025-03-14 |
| 2 | Atta Capital Limited | Rep | Advising on securities | 2025-04-03 | 2025-04-24 | Rep | Asset management | 2025-04-03 | 2025-07-18 | RO | Advising on securities | 2025-04-24 | 2025-07-18 |
| 3 | Atta Securities Limited | RO | Dealing in futures contracts | 2025-04-24 | 2025-07-18 | RO | Dealing in securities | 2025-04-24 | 2025-07-18 |
| 4 | HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED | Rep | Advising on securities | 2025-08-25 | 2025-09-24 | Rep | Asset management | 2025-08-25 | 2026-02-04 | RO | Advising on securities | 2025-09-24 | 2026-05-01 | RO | Asset management | 2026-02-04 | 2026-05-01 |
| 5 | Provident Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-02-28 | 2015-10-27 | Rep | Advising on futures contracts | 2010-05-27 | 2015-10-27 | RO | Advising on futures contracts | 2015-10-27 | 2025-03-14 | RO | Dealing in futures contracts | 2015-10-27 | 2025-03-14 |
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