Chau, Chun 周聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Global Markets Limited | Rep | Advising on securities | 2025-11-27 | Rep | Dealing in securities | 2025-11-27 |
| 2 | CMB International Securities Limited | Rep | Advising on securities | 2025-11-27 | Rep | Dealing in securities | 2025-11-27 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2011-11-11 | 2025-04-29 |
| 4 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-10-14 | Rep | Advising on securities | 2004-10-14 | Rep | Asset management | 2004-10-14 | Rep | Dealing in securities | 2016-10-10 | Rep | Dealing in securities | 2016-10-11 | 2025-04-29 |
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