Kee, Carol Yuen Man 祁婉文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ARISTO SECURITIES LIMITED | RO | Dealing in securities | 2014-12-03 | 2015-07-07 |
| 2 | Berkshire Capitals Limited | RO | Dealing in securities | 2022-01-24 | 2023-02-03 |
| 3 | BLOOMING SECURITIES LIMITED | RO | Dealing in securities | 2019-08-29 | 2020-01-23 |
| 4 | BOCOM International Securities Limited | Rep | Dealing in securities | 2008-06-17 | 2009-07-25 |
| 5 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2004-01-17 | 2007-08-30 | RO | Dealing in securities | 2007-08-30 | 2008-06-07 |
| 6 | CHINA HONG KONG LINK ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2020-05-11 | 2021-11-28 | RO | Asset management | 2020-05-11 | 2021-11-28 |
| 7 | China-Hong Kong Link Securities Company Limited | RO | Dealing in securities | 2020-05-11 | 2021-11-28 |
| 8 | Easy Fund Management Company Limited | RO | Advising on securities | 2022-01-24 | 2023-02-03 | RO | Asset management | 2022-01-24 | 2023-02-03 |
| 9 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2009-08-06 | 2010-06-15 | RO | Dealing in securities | 2010-06-15 | 2014-09-22 |
| 10 | Grit Capital Limited | RO | Advising on securities | 2023-05-17 | RO | Asset management | 2023-05-17 |
| 11 | Grit Securities Limited | RO | Dealing in securities | 2023-08-14 | |
| 12 | Realord Asia Pacific Securities Limited | RO | Dealing in securities | 2015-07-08 | 2018-01-31 |
| 13 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-07-23 | Rep | Advising on securities | 2003-07-23 | Rep | Asset management | 2003-07-23 | Rep | Automated trading services | 2003-07-23 | Rep | Dealing in securities | 2003-07-23 |
| 14 | WANSOM SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2018-08-23 | 2018-12-18 |
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