Chen, Haofei 陳昊飛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI RESEARCH LIMITED | RO | Advising on securities | 2025-10-21 | |
| 2 | BOCI SECURITIES LIMITED | RO | Advising on securities | 2026-03-12 | |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2003-10-22 | 2005-02-03 | Rep | Dealing in securities | 2005-02-03 | 2005-09-30 | Rep | Dealing in securities | 2007-10-02 | 2016-08-22 | Rep | Advising on securities | 2010-04-01 | 2016-08-22 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2005-12-01 | 2006-10-31 | Rep | Dealing in securities | 2005-12-01 | 2006-10-31 |
| 5 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2019-07-10 | 2021-02-26 | RO | Advising on securities | 2021-02-26 | 2021-08-25 | RO | Advising on securities | 2024-08-12 | 2025-04-30 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2021-02-26 | 2022-12-23 | RO | Dealing in securities | 2022-12-23 | 2024-09-26 | RO | Advising on securities | 2022-12-23 | 2025-04-30 | Rep | Dealing in securities | 2024-09-26 | 2025-04-30 |
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