Ma, Kwok Lung 馬國龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2010-08-24 | 2012-02-13 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2010-08-24 | 2012-02-13 |
| 3 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-05-17 | 2020-01-21 | Rep | Dealing in securities | 2018-05-17 | 2022-05-03 | RO | Advising on corporate finance | 2020-01-21 | 2025-11-06 | RO | Dealing in securities | 2022-05-03 | 2025-11-06 |
| 4 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | Advising on corporate finance | 2022-05-03 | 2025-11-06 | RO | Dealing in securities | 2022-05-03 | 2025-11-06 |
| 5 | CMBC International Capital Limited | Rep | Advising on corporate finance | 2025-11-12 | 2025-11-27 | Rep | Dealing in securities | 2025-11-12 | 2025-11-27 | RO | Advising on corporate finance | 2025-11-27 | RO | Dealing in securities | 2025-11-27 |
| 6 | KGI CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2015-12-01 | 2018-05-03 | Rep | Dealing in securities | 2015-12-01 | 2018-05-03 |
| 7 | NEW SPRING CAPITAL LIMITED | Rep | Advising on corporate finance | 2012-03-14 | 2015-11-14 |
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