Ip, Anthony Ka Tsun 葉家俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAPITAL FOCUS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2007-11-07 | 2009-03-27 | RO | Asset management | 2009-03-27 | 2025-12-05 | RO | Advising on securities | 2018-05-07 | 2025-12-05 |
| 2 | CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED | RO | Asset management | 2010-09-08 | 2026-01-30 |
| 3 | Maxa Asset Management Limited | Rep | Advising on securities | 2026-02-25 | 2026-03-17 | Rep | Asset management | 2026-02-25 | 2026-03-17 | Rep | Dealing in securities | 2026-02-25 | 2026-03-17 | RO | Advising on securities | 2026-03-17 | RO | Asset management | 2026-03-17 | RO | Dealing in securities | 2026-03-17 |
| 4 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-01-30 | 2025-12-05 |
| 5 | TAI WAH SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-12-09 | Rep | Advising on securities | 2003-12-09 | Rep | Asset management | 2003-12-09 | Rep | Dealing in securities | 2003-12-09 |
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