Zaman, Salim (SFC:BWE291)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on futures contracts | 2025-06-25 | 2025-09-01 | Rep | Advising on securities | 2025-06-25 | 2025-09-01 | Rep | Dealing in futures contracts | 2025-06-25 | 2025-09-01 | Rep | Dealing in securities | 2025-06-25 | 2025-09-01 | RO | Advising on futures contracts | 2025-09-01 | 2026-03-18 | RO | Advising on securities | 2025-09-01 | 2026-03-18 | RO | Dealing in futures contracts | 2025-09-01 | 2026-03-18 | RO | Dealing in securities | 2025-09-01 | 2026-03-18 | RO | Advising on futures contracts | 2026-03-19 | RO | Advising on securities | 2026-03-19 | RO | Dealing in futures contracts | 2026-03-19 | RO | Dealing in securities | 2026-03-19 |
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