Srivastava, Alok (SFC:BVR091)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2024-11-29 | 2024-12-04 | Rep | Advising on securities | 2025-05-23 | 2025-06-02 | Rep | Advising on securities | 2025-10-03 | 2025-10-08 | Rep | Advising on securities | 2026-04-09 | 2026-04-13 | Rep | Advising on securities | 2026-05-22 | 2026-06-01 |
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